SEBI Grade A Legal Officer: Syllabus and Exam Scheme

SEBI Grade A Legal Officer: Syllabus and Exam Scheme

SEBI Legal Officer Syllabus and Exam Scheme

Essential Qualification

  • Bachelor's Degree in Law from a recognized University/Institute.

Selection Process

Mode of selection shall be a three stage process i.e. 
  • Phase I (on-line screening examination consisting of two papers of 100 marks each), 
  • Phase II (on-line examination consisting of two papers of 100 marks each), and 
  • Phase III (Interview)

Exam Pattern

Phase-I Online Examination

SEBI Legal Officer Phase-I Online Examination Pattern
  1. There shall be negative marking (1/4th of marks assigned to the question) for the Paper 1 and Paper 2 in Phase I.
  2. There shall be a cut-off of minimum 30% for Paper 1 (no sectional cut-off shall be there) and a cut-off of minimum 40% for Paper 2 in Phase I. 
  3. Candidates would need to secure separate cut-off in each paper as mentioned above as well as aggregate cut-off marks of 40% in Phase I exam to be shortlisted for Phase II. Marks obtained in Phase I shall be used only for shortlisting the candidates for Phase II examination process and will not be counted for final selection of the candidates.

Phase-II Online Examination

SEBI Legal Officer Phase-II Online Exam Scheme
  1. There shall be negative marking (1/4th of marks assigned to the question) for Paper 2 in Phase II (except IT stream for which details shall be informed in due course). 
  2. There shall be a cut-off of minimum 30% for Paper 1 and a cut-off of minimum 40% for Paper 2 in Phase II. 
  3. Candidates would need to secure separate cut-off in each paper as mentioned above as well as aggregate cut-off marks of 40% in Phase II exam (weightage of 1/3rd for Paper 1 and 2/3rd for Paper 2) to be shortlisted for Phase III.
Note: All question papers (in both the Phases, except the test of English) will be set bilingually in Hindi and English.

Interview

Only the shortlisted candidates will be called for interview. Application fee shall not be refunded to the candidates not shortlisted for Phase II and Interview. Candidate may opt for interview either in Hindi or English. Weightage of marks obtained in Phase II will be 85%, while marks obtained in interview shall be given a weightage of 15%.

Syllabus

Phase-I Paper-1

Multiple choice questions on the subjects viz. General Awareness (including some questions related to Financial Sector of easy to moderate difficulty level), English Language, Quantitative Aptitude and Test of Reasoning.

Phase-I Paper-2

  1. Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI.
  2. Law of Contracts – Indian Contract Act, 1872 (Chapters I to VI), Specific Relief Act, 1963.
  3. Criminal Law – IPC, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII);
  4. CrPC, 1973.
  5. Law of Evidence – Indian Evidence Act, 1872.
  6. CPC, 1908 – Part I, Part II.
  7. Administrative Law and Principles of Natural Justice.
  8. Jurisprudence and Interpretation of Statutes
  9. Important Latin terms and maxims
  10. Law of Torts and Consumer Protection Act, 2019
  11. Arbitration and Conciliation Act, 1996 – Part I
  12. Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.
  13. Companies Act, 2013 – Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI.
  14. Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996.

Phase-II Paper-1

English (Descriptive Test)
  • Precise Writing
  • Essay Writing
  • Letter Writing

Phase-II Paper-2

  1. Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI, Part XII, Part XIII, Part XIV, Part XIVA, Part XX.
  2. Law of Contracts – Indian Contract Act, 1872 (Chapters VIII to X), Indian Partnership Act, 1932, Specific Relief Act, 1963.
  3. Criminal Law – IPC, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII, XXI, XXII, XXIII); CrPC, 1973.
  4. Law of Evidence – Indian Evidence Act, 1872.
  5. CPC, 1908 – Part I, Part II, Part III, Part IV, Part V, Part VII, Schedule I.
  6. Administrative Law and Principles of Natural Justice
  7. Jurisprudence and Interpretation of Statutes.
  8. Important Latin terms and maxims
  9. Law of Torts and Consumer Protection Act, 2019
  10. Arbitration and Conciliation Act, 1996 – Part I, Part III, Part IV.
  11. Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.
  12. Law of Trusts – Parties to a Trust Deed and Duties of Trustees.
  13. Corporate Law – Companies Act, 2013 (Chapter I, II, III, IV, V, VII, Chapter VIII, IX, Chapter X, XI, XII, XIII, XV, XVI, XXVII, XXVIII, r XXIX); Limited Liability Partnership Act, 2008; IBC, 2016 (Part I, Part II)
  14. Taxation law
  15. Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996.

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